Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO

suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a

jointly committing with dishonest intent by authorizing KC to issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount

The ACMF Deputies’ Meeting was presided over by SEC Deputy Secretary-General Sirivipa Supantanet, and attended by delegates from ASEAN capital market regulators, the Asian Development Bank and the

, Dean of the Faculty of Law, Chulalongkorn University, Advisor of the working group, and Head of the project of business and human rights for business sector in the Thai capital market (Phase 1

companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key

 Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors

Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft capital market personnel rules aiming at compiling and standardizing the rules and guidelines concerning all types of capital

Bangkok, June 5, 2014 ? The SEC joined with the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, The Thai Bankers