; - a compensation of the benefit received from committing the offense in an amount of 1,620,598.50 Baht - a civil monetary penalty of 6,004,275.58 Baht 
account. 05/04/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 23,295,000.00 Baht
the offense in an amount of 3,504,418.00 Baht - a civil monetary penalty of 4,380,522.50 Baht - a suspension of securities and
offense in an amount of 30,880.00 Baht - a civil monetary penalty of 500,000.00 Baht - a suspension of securities and derivatives trading
benefit received from committing the offense in an amount of 131,227.00 Baht - a civil monetary penalty of 2,000,000.00 Baht - a suspension
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
the first 3 months of 2019 because during the period, ICE had a limitation in finding new customers and the main factor was the spread of COVID – 19, some customers postponed the purchase decision
, public spending and tourism sector still expanded which resulted from low base in the previous year. (Source: BOT Press Release No.64/2019 on the Economic and Monetary Conditions for September and the
derivatives position remaining until the settlement date. 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The derivatives broker may be unable to
may lose from the derivatives position remaining until the settlement date. (Translation) 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The