Bangkok, September 9, 2014 - The SEC suspended {A}, a securities investment consultant of Country Group Securities PLC., for trading on a securities trading account of the client without client's

permissible rate of 15 percent. The majority of PVDs invest as much as 85 percent of the total investment money in debt securities and bank deposits. Such low-risk, low-return pattern results in slow fund

Bangkok, June 15, 2016 ? The SEC is seeking public comments on the proposed amendments to the rules governing investment of private funds and mutual funds offered for sale to accredited investors.The

Bangkok, May 23, 2012 ? As seen in the news stating that the Brooker Group PLC ("BROOK") will seek shareholders? approval for acquiring ordinary shares of McMillen Advantage Capital Limited ("MAC") from 16 MAC shareholders where payment will be made in cash and by BROOK newly issued shares. The company has already submitted the offer to 16 MAC shareholders and its board of directors is of view that such transactions provide BROOK with opportunity to expand? BROOK business to international market...

Bangkok, April 25, 2012 ? The SEC is seeking public comment on proposed revision concerning proportion of investment unit holding in mutual fund for general investors (retail fund). The revision is

Bangkok, March 12, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the SEC and Association of Investment Management Companies (AIMC) discussed the policy to develop asset management

Bangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN CIS") to non-retail investor in Thailand within first half of 2012. This is under the

investment in derivatives traded on foreign derivatives exchange without limiting investment objective, providing that the investment must be made through securities company. The revised regulations aim to

Bangkok, September 24, 2012 ? CFA Institute in cooperation with the SEC and CFA Society Thailand will host an international event ?Thailand Investment Conference? on 5th October, 2012 at Conrad