Following a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that on 2 August 2019, PPPM disclosed through the SET’s Electronic Listed Company
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with
13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which
from the date of acknowledgement of such misconduct. Clause 13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with
explanation in person or submit further documents as seen appropriate within a specified period of time. In such case, the period from the date on which the SEC Office gives such instruction to the date on
instruction to the date on which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold
company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which the action take place
, resulting in higher revenue recognition together with the increase electricity sales volume corresponding to EGAT’s dispatch instruction and the decrease in maintenance cost as a result of the expiration of
( https://linkagemgmt.bora.dopa.go.th ), for example, data from the Department of Legal Execution, the Anti-Money Laundering Office (AMLO), the Department of Special Investigation (DSI), and the Narcotics