Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities (Codified)
Practical Guidelines on Disclosure of Information for Sustainable and Responsible Investing Funds (Attachment to Practical Guidelines No. Nor.Por. 2/2565)
ภาคผนวก 4 : การตรวจสอบด้านเทคโนโลยีสารสนเทศ (Information Technology Audit) (แนบท้ายประกาศที่ สธ. 38/2565)
Nowadays, while advanced technologies bring benefits to the public, especially in terms of news and information feeds and communication tools, there are individuals who fall victims and suffer damage
trusted and secure system within 30 days from the deadline under (1) and must report each procedural step of its action for the SEC’s information without delay. (2) By virtue of Section 35
information technologies in securities business. Clause 5. The policies and procedures mentioned in Clause 4. must be regularly reviewed within the timeframe deemed appropriate by the securities company. Clause
, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing information technologies in securities business
information technologies in securities business. Clause 5. The policies and procedures mentioned in Clause 4. must be regularly reviewed within the timeframe deemed appropriate by the securities company. Clause
The Securities and Exchange Commission (SEC), represented by Mrs. Anothai Pinyowiwat, Director of the Information Technology Department, gave a welcome speech to lecturers and students from the
Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a Registration Statement and Draft Prospectus