ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
) any person who is in possession of property or https://secsearch.sec.or.th/?search=electronic+possession+OR+%22electronic+possession%22+OR+%22elect... ผู้ช่วยเลขาธิการอาวุโส (คุณวสันต์ เทียนหอม) ประเภท
by Linklaters (Thailand) Ltd, in consultation with the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx HouseStyle HouseStyle (Unofficial Translation) EMERGENCY DECREE
(Thailand) Ltd, in consultation with the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx HouseStyle HouseStyle (Unofficial Translation) EMERGENCY DECREE ON DIGITAL ASSET
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Edward Kirkham, (3) Mr. Andrew Wood, (4) Mr. Harpreet Sajjan, (5) Mr. Roger Sefton, (6) Ms. Sakun Chaiyakun and (7) Mr. Timothy Lock. PFS International Consultants is located at 142, Two Pacific Place
should assign senior management as the accountable person in complying with Clause 6(2). Provisions in the Notification No. Sor Thor. 37/2559 Clause 6 An intermediary shall have in place information
, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk management for business continuity of intermediary pursuant to this