of the Office of the Securities and Exchange Commission Sor Thor/Nor. 45/2559 Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
Office of the Securities and Exchange Commission Sor Thor/Nor. 45/2559 Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
, excluding the following businesses: (a) securities borrowing and lending business; (b) mutual fund management for foreign investors. (2) person licensed to undertake derivatives business in the category of
expenses increased in the amount of Baht 17.7 million or 6.5%. And, the financial costs decreased in the amount of Baht 2.2 million or 7.8% which was in line with the improved financial cost management of
person. [ ] Yes [ ] No (3) I have been denounced by the SEC Office or have been tried in any criminal proceedings resulted from denunciation by the SEC Office or was imprisoned by the court’s final
Provisions _____________________________ Clause 4 The requirements of this Notification are as follows: (1) undertaking business professionally, as specified in details in Chapter 2; (2) management arrangement
_____________________________ Clause 4 The requirements of this Notification are as follows: (1) undertaking business professionally, as specified in details in Chapter 2; (2) management arrangement and operating systems, as