Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Re: Investment in Fund’s Assets (No.14)
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Additional Provisions relating to Issuance and Offer for Sale of Units of Real Estate Investment Trusts
Rules in Detail related to Proprietary Trading of Intermediaries
Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
Approval of Foreign Auditors