determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 81,989,987.87 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction

determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 81,989,987.87 Baht The SEC has banned Mr. Sittichai from holding the position of

;   - a civil monetary penalty of 1,593,256.00 Baht currently under the process of legal executionThe SEC has banned Mr. Thanawat from holding the position of director or

; - a compensation of the benefit received from committing the offense in an amount of 1,620,598.50 Baht     - a civil monetary penalty of 6,004,275.58 Baht 

account. 05/04/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 23,295,000.00 Baht

the offense in an amount of 3,504,418.00 Baht     - a civil monetary penalty of 4,380,522.50 Baht     - a suspension of securities and

offense in an amount of 30,880.00 Baht     - a civil monetary penalty of 500,000.00 Baht     - a suspension of securities and derivatives trading

benefit received from committing the offense in an amount of 131,227.00 Baht     - a civil monetary penalty of 2,000,000.00 Baht     - a suspension

changed to be Daol Securities (Thailand) Public Company Limited.** The performance of duties as the financial advisor for TIGER IPO is the first deal after the SEC 2-year suspension (30 June 2016 - 29 June

benefit at the expense of their clients. It is the duty of each and every securities firm to deal with its clients in a fair and honest manner and must take a prompt and appropriate action once it becomes