Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating
, that audit quality will not be compromised as the SEC will require both groups of auditors to work for audit firms that perform and equip with quality assurance system in compliance with professional
Clause 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving
of Clauses 20(2) and 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and
Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012.**Clause 6(1) of the Notification of Capital Market Supervisory
COMPANY LIMITED (CCET) Mr. Sheng-hsiung Hsu Spouse / Cohabiting Couple (Mrs. Hsu, Tsai Li-Chu) Common Share 14/11/2022 300,000 2.27 Purchase Link CAL-COMP ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED (CCET
(ONEE) Miss SUTHASINEE BUSRAPAN Spouse / Cohabiting Couple (Mr. Narong Prakitsuwan) Common Share 03/03/2022 150,000 12.30 Sale Link THE ONE ENTERPRISE PUBLIC COMPANY LIMITED (ONEE) Miss SUTHASINEE
HONGHIRAN Reporter Warrant 17/08/2022 320,000 0.43 Sale Link SAAM DEVELOPMENT PUBLIC COMPANY LIMITED (SAAM) Mr. MANUKITTI NITYASUDDHI Spouse / Cohabiting Couple (Mrs. Manawika Nitayasuth) Common Share 14/01
where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a representative responsible for the trading of units of ASEAN Collective Investment Scheme in Thailand
- person and such transaction is in the manner of unfair treatment to the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform