หรือรับซื้อคืนหน่วยลงทุนหรือการเป็นตัวแทนสนับสนุนจากสถาบันฝึกอบรม หรือตามหลักสูตรที่สำนักงานให้ความเห็นชอบ (refresher course)โดยจัดทำเป็นรายไตรมาสและจัดส่ง ให้สำนักงานภายในวันที่สิบห้าของเดือนถัดไป ข้อ 3
matter for which the members provide services; (d) members shall not disclose any client’s information which becomes known to them through the course of business operation and normally should be kept
ordinary course of business under normal commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information
Agreement 4. Size of transaction : Baht 8,380,000.00 Term of Services : 12 months The above transaction is classified as a connected transaction which supports ordinary course of business under normal
mutual funds and private funds in due course); (3) To prohibit securities companies and derivatives business operators from obtaining digital asset business licenses to offer cryptocurrency and utility
support from fundamental factors. Persons interested in digital asset investment can study more information from the Crypto Study in One Click Learning Center and the Crypto 101 online fundamental course
the process of further investigating into the suspected frauds that may be involved in this case, the results of which will be publicly informed in due course. In the investigation into the case
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant