SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

gradually every 30 days until the investment contract expires.    Such aforesaid conducts of Marnfah Group, Lederer (Thailand) and their respective authorized directors were liable to public offering of

contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the

enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business

breach of contract with the foreign software developer, including payment default.The JMT Audit Committee has acknowledgd the IFA?s opinion but still approved the Board of Directors? decision. The SEC has

loans and expand ECL business.PFS and ECL have agreed to enter into a business alliance contract whereby ECL is required to pay PFS a monthly compensation fee of 600,000 baht, accounting for the total

>วันที่ตอบ : 27/04/2552 คำถาม : กรณีที่กองทุนทำสัญญาลงทุน เช่น forward contract กับบุคคลภายนอกโดยมีข้อกำหนดเกี่ยวกับเบี้ยปรับในกรณีที่กองทุนผิดสัญญา

facilitate access to sources of fund and allow securities offering in the types of share and convertible bond to investors directly and through the Stock Exchange while coaching  SMEs and startups with good

rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an

procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by