Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a

Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a derivatives

draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case

advisor supervisors failed to exercise due care in reviewing the information thoroughly which may mislead investors into believing the company continued to expand the business capable of generating

gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor

company’s Trading Rules as approved by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services

Company Limited (“BAY”). Being the person responsible for BAY’s operations, she failed to issue orders or omitted to perform her duties as required. This pertains to the case where BAY, acting as the

Miss Sudaporn Klinkaew During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly known

Miss Sirinee Chimbanthoeng During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly

Miss Udomporn Aeimjoy During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly known