, the SEC https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2004.pdf Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can
Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can function via the DRC site in case of longer-than- expected failure of the
regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market
: https://publish.sec.or.th/nrs/9540s.pdf ** Zipmex Co., Ltd. communication channels for customer relations (Source: Zipmex web site/ as of 16 November 2023)1. Live Chat (only on web site)2. Email
://www.facebook.com/sec.or.th/ Thailand Taxonomy Phase I and related documents can be downloaded at the BOT web site: https://www.bot.or.th/th/financial-innovation/sustainable-finance/green/Thailand-Taxonomy.html and
, these five unlicensed firms are or used to be located at the same site at 400 Soi Ladprao 94 (Panjamitr), Wangthonglang, Bangkok 10230. From the SEC?s finding, these firms have operated derivatives
& Corporate Communications Department: Tel. 02 692 0869 ext.193 # 26, Fax. 02 692 0867
) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11
intermediary shall compile [i] sufficient information relating to clients in order to identify the clients and [ii] other information for supporting its properly provided services; (10) communications with
] sufficient information relating to clients in order to identify the clients and [ii] other information for supporting its properly provided services; (10) communications with clients An intermediary shall pay