Communications with relevant persons (7) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency
recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6 Communications with relevant persons (7
– 31 ธนัวาคม 2561 2. คู่สญัญา : รายการระหวา่งบริษทัยอ่ยกบับุคคลท่ีเก่ียวโยงกนั ผู้ขอใช้: บริษทั Cal-Comp Electronics and Communications Co., Ltd. ผู้ให้ใช้: บริษทั Kinpo Electronics Inc. 3. ลกัษณะโดยทัว่
System) 1. วนัท่ีเกิดสญัญา : 1 มกราคม 2561 – 31 ธนัวาคม 2561 2. คู่สญัญา : รายการระหวา่งบริษทัยอ่ยกบับุคคลท่ีเก่ียวโยงกนั ผู้ขอใช้: บริษทั Cal-Comp Electronics and Communications Co., Ltd. ผู้ให้ใช้
intermediary , in order to monitor the compliance with this Notification by the intermediary . In this regard, the SEC Office shall determine such period according to the following scopes: (a) in case of urgent
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary, in order to monitor the compliance with this
asset inventory demonstrating details and amount of client’s assets and records of acquisition and disposition of assets of each client; □ (3.5) System to monitor and tracking benefits arisen from
details and amount of client’s assets and records of acquisition and disposition of assets of each client; □ (3.5) System to monitor and tracking benefits arisen from client’s assets; □ (3.6) System to
comply with the performance standards as specified in the notification of the Office; (3) Supervise and monitor to ensure that its personnel perform in compliance with the laws on securities and exchange