of a mutual fund for which the intermediary has obtained a permission from the SEC https://publish.sec.or.th/nrs/6497pe.doc The Office of the Securities and Exchange Commission , exchange traded fund

https://www.sec.or.th/EN/Pages/LawandRegulations/Amendmentoftheproject.aspx English (United States) Investmentunittype ) Additional rules for exchange traded funds (ETFs) Additional rules for property

://publish.sec.or.th/nrs/6497pe.doc The Office of the Securities and Exchange Commission , exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting

funds Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market https://www.sec.or.th/EN/Pages/LawandRegulations

, and preventive measures against money laundering. In addition, digital assets and cryptocurrencies to be traded and exchanged must be specified by the SEC Board or denominated in Thai Baht only https

appropriateness;    (2) Adjusting the haircut rates for certain types of securities concerning position risk*** and specifying appropriate haircut rates for position risk of stocks traded on LiVE Exchange and

collateral for derivatives positions traded on an organized exchange is not less than the specified ratio.

supervision of foreign regulators that supervise securities and exchanges and are ordinary members of IOSCO, and (2) units of foreign CIS traded on foreign exchanges that are members of the World Federation

startups to raise funds from investors through public offering and allow their shares to be traded in a secondary market.  SMEs intending to raise fund through public offering and to have their shares

survive and to have opportunities for growth in the future, as well as to maintain its status as a listed company on the Stock Exchange so that its securities such as  shares and warrants may be traded on