(United States) DigitalAsset Content ​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​ Rules and Regulations List of licensed / approval digital asset  business operator SEC News relating to digital asset Investor Alert

the scope of service provision to also cover the new type of digital asset business operator: Digital Asset Custodial Wallet Provider;   (2)  To revise the restrictive rules in cases where digital

cover the new type of digital asset business operator: Digital Asset Custodial Wallet Provider**;               (2)  Revising the restrictive rules allowing digital asset business operators granted

The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the

those failing to comply with the law may be imposed with legal action.”  On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing

system interconnection or those providers/partners who can access critical data of a business operator or those of its customers. The consultation paper is available at https://www.sec.or.th/TH/Pages

The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and

provide investment advisory services; 4) process and operations of the business operator, such as, reporting of investment results, adjustment process, investment strategy by presenting information for a

on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding

rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance