2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of
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/2023 Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to http
27/07/2022 Upbit Exchange (Thailand) Company Limited Between August 1, 2021 to March 31, 2022, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept
Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2022 Dated 11/01
/2022 GMO-Z.com Cryptonomics (Thailand) Company Limited Between February 22, 2021 and July 31, 2021, GMO-Z.com Cryptonomics (Thailand) Company Limited, a digital asset exchange and a digital asset broker
Insurance Service (Thailand) Company Limited (“AIS”) Non-life and Life Insurance Broker 100% 3). ACS Servicing (Thailand) Company Limited (“ACSS”) Collection Service 100% 4.) AEON Microfinance (Myanmar
“ derivatives broker ” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “ net
securities company is part of the financial conglomerate which has shareholder structure, internal audit and supervise by the official agency as SEC has prescribed, the Office shall have the authority to waive
“derivatives broker” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “net