shareholder, in order to complete a liquidation. Therefore, SUTGH’s shareholders shall be prohibited from offering the Company’s shares throughout a Silent Period, as described above. Details of the Board of

shareholders shall be prohibited from offering the Company’s shares throughout a Silent Period, as described above. Details of the Board of Directors’ opinion and the offering and allocation of the Company’s

complete a liquidation. Therefore, SUTGH’s shareholders shall be prohibited from offering the Company’s shares throughout a Silent Period, as described above. Details of the Board of Directors’ opinion and

that owns a trading instrument issued by a rated entity or obligor 2.16 A CRA employee should be prohibited from soliciting money, gifts, or favors from anyone with whom the CRA does business and should

business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities

company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited

” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities Company; “investor contact” means

, family offices, insurance companies, endowment funds, and fund of funds. Specific details of the limited partners cannot be disclosed to public as they are prohibited under confidentiality agreements. 3

limited partners cannot be disclosed to public as they are prohibited under confidentiality agreements. 3 Link Capital I and ACO I are private limited companies set up as special purpose vehicles for

services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by