transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their

business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities

overseas products seller and issuer.Mr. Pariya Techamuanvivit Director, Corporate Affairs Department said that the objectives of the rule-amendment are to clarify business criteria and broaden scope of

matter.Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of issuing Thai

matter. Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of

lawsuit to a civil court SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 24/10/2017

securities or the decision making on securities investment. This case is in the process of inquiry by the inquiry official. SEC Act S.240 (the fifth amendment) Criminal Complaint Filed with an Inquiry

companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/05/2017

an amount of 299,250.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/06/2017

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017