offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD

process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings.  In any case, filing a criminal complaint commences the criminal justice administration whereby

further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by

Administration Department, Stakeholder Relations Department and Capital Market Promotion Center. Newly appointed Assistant Secretary-General Nataya Niyamanusorn manages this Division.           2.3 Legal Counsel

เห็นได้ที่เว็บไซต์ หรือโทรสาร 0-2263-6476 หรือทาง e-mail ที่ legal@sec.or.th จนถึงวันที่ 9 พฤษภาคม 2557  

) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international

multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision carrying the heaviest punishment, namely, the offense of operating a digital asset

1 - Translation – Bor.Chor.Ngor 0078/2018 March 30, 2018 Subject: Connected transaction (renew the property management contract) and the allocation for legal reserve Attn : President The Stock

assets which is approximately 18 rai of land to non-related legal entity. The detail of the transaction is in attachment. Please be informed accordingly. Yours sincerely, (Mr. Wachira Wudhikulprapan

conjunction with Section 240 of the SEA. The SEC has therefore filed a criminal complaint against STARK and the executives/directors with the DSI for consideration of further legal proceedings. In this regard