licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6)1 “customer contact person for derivatives agent” means the
comprising of equity brokerage revenue of Baht 255 million and derivatives brokerage revenue of Baht 31 million. Additionally, PSEC also had brokerage revenue from selling agent fees of Baht 99 million. 2
10,000 100.00 Note * Attorney of debenture creditor about 501 persons, who is an agent for the reconciliation of debentures. Chote Pittayachai 5 Co., Ltd., shareholding structure information as of 17 May
of investment units paid to other securities companies which are a selling agent; (b) the fee for selling and accepting redemption of investment units withheld by other securities companies which are a
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of