advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital

unnecessary burdens on listed companies without compromising proper protection for shareholders.?The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit

lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on

the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise

SEC’s commitment to investor protection and promoting the SEC’s public assistance channel, the “Investment Scam Hotline 1207 press 22.” In addition, the SEC operated an education booth at the event

guidelines were formulated as part of sustainable business operation which accounts for environmental, social and governance (ESG) criteria. The guidelines, which will serve as protection against adverse

appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the applicant shall

decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the foreign entity shall comply. Clause 11 In the case where it appears to the SEC

may cause an adverse effect to the credibility of the Thai capital market as a whole; (4) the offering of securities may cause any damage or an unfair treatment to the investors as a whole, or the

project financing requests that could have adverse impacts on the environment and society.  Business units are responsible for continuous and active management of all relevant risk exposure to be in line