their assets. Additionally, the SEC Board has issued a temporary order prohibiting five of the offenders, namely (1) Mr. Chanin Yensudchai, (2) Mr. Vonnarat Tangkaravakoon, (3) {A}, (4) Mr. Sathar
bonds issued by two major issuers – Bank of Ayudhya Public Company Limited and KTB Securities (Thailand) Public Company Limited – and SEC executives
monitoring the business operations and for a proper investment making-decision in a reasonable period of time. In addition, SEC has issued a guideline on information disclosure for listed companies
, issued by the Department of Disease Control, the Ministry of Public Health on 11 February 2020. The compliance should extend to other advice or directives to be announced in the future; and
applied to retirement-related funds. Purchases must be made between 1 April 2020 and 30 June 2020 and investors must hold their investment units for not less than 10 years. SEC has issued relevant
market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset
results with more clarity. In addition to the temporary accounting guidelines, SEC has issued other support measures for listed companies in cooperation with relevant agencies such as guidelines for
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
the AIMC has not issued relevant rules, asset management companies shall comply with the SEC’s regulations that have been in force before the effective date of the amended regulations until the AIMC
other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country