The SEC’s monitoring of digital asset developments and advertisements of digital asset business operators have shown that the current criteria for the formats and the practices of presenting risk

entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities

that such applicants whose performance met the quality criteria but who had been declined due to affiliation with audit firms failing to meet the requirement of four auditors at a minimum. The

ensuring that listed companies are capable of fully complying with relevant criteria, and sufficiently supporting investment decisions. Moreover, financial advisors give opinions to shareholders when listed

areas such as customer-asset custody and Know Your Customer (KYC) / Customer Due Diligence (CDD) criteria, etc. These efforts will keep an appropriate balance between development and supervision in the

current criteria, such exemption is only applicable in cases where the aforesaid investors have passed a knowledge test within three months before investment;                (2)  To require ICO portals to

, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within

to the IT Standard Rules this time are summarized as follows:  (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls

digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information

IOSCO on 7 June 2019 in accordance with IOSCO criteria for selecting the Annual Meeting host three years in advance. An average attendance of the Annual Meeting is 600 persons from more than 225 capital