Act B.E. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. ________________________ Note: * Details in SEC News No. 56/2563 published on 16 March 2020
fixed details, that cover several issues such as personnel’s well-preparedness, investment management, reception and delivery of funds’ assets and risk management.SEC has studied the supervision in
details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and
Thailand with a particular focus on the cutting edge of finance: FinTech and sustainability.”Note to EditorsThe previous MoU was signed on 1 September 2020. More details can be found here: MoU on Financial
, please call the Office of the Secretary-General at 0-2033-9942 or email siriyod@sec.or.th. Additionally, application details and forms can be found on the SEC website. Applicants can either submit their
amend project details, including inform every unitholder of the changes at least 60 days in advance. Within such period, asset management company must repurchase the fund?s units at least once, while
submission deadline to July 2, 2012 to allow it more time to complete the process of gathering accounting documents and evidence as well as preparing supplementary details to satisfy the auditor?s audit
find details and download the Form at www.cgthailand.org/microsite/icode.html.
that these failures to record such details in the financial statements resulted in a non-compliance with the generally accepted accounting standards.In addition, SCAN?s auditor observed that SCAN has not
directors and executives and (3) proposed for change of nature of business undertaking of the company. The statement also includes details on the date of negotiation on the aforesaid matters and the list of