the chip, in which case licensed companies would be allowed to adopt reasonable risk-based measures instead of ID card dip chip. In addition, the licensed companies offering occasional transaction

Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and

towards Stable Goals” at SEC booth at the “SET in the City 2019” event which will kick off from 14 – 17 November 2019 at the Paragon Hall, Siam Paragon shopping center.____________________

capital requirements are also stipulated in the proposed amendments.SEC is now seeking public comments on the revised draft notification on the maintenance of capital which has been refined in certain

the United Nations Center in Vienna, Austria. The aforesaid Draft Act is a collective effort of the Business Security Law Drafting Task Force, which comprises representatives from public and private

securities is not allowed.  Moreover, none of the current provisions support the appointment of representative for holders of no guaranteed bond that issued by government agencies which, if allows, could be a

Suwanmongkol added.The cooperation arrangements set out in the MoU come into effect today, save for the mutual recognition of funds scheme which both regulators will endeavour to take all actions necessary to

and related persons must submit hardcopy documents and also online documents through electronic system, which might cause burden on the private sector and it does not go accordingly with the

200,000 to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues. ________________________Remarks:-  The Ministerial Regulation Re

contracts to be another underlying asset in addition to the current real estate and shares of special purpose vehicles (SPV) which hold real estate accounting for at least 75 percent of the voting rights