Management, obtained CAC certifications. By the end of this year, all securities and asset management companies are expected to be certified and further details on progress will be disclosed.Apart from
avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore
include, the following matters: (1) Determination of types and characteristics of investible assets based on principles instead of specific details; (2) Permission for mutual funds to invest in more
of seeking the SEC?s approval.On February 1, 2013, the SEC issued a letter informing the DSI of the details of BTSGIF having investment policy to purchase the future net farebox revenue generated from
that underlie the inspection findings as well as appropriate solutions. For more details, the full report is available for download at the IFIAR website (www.ifiar.org).Vorapol Socatiyanurak, SEC
31 investor contacts, effective from December 31, 2011, with details below: 1. Two-month suspension on {A} of Aira Securities Plc.2. One-month suspension on 12 investor contacts: {B}, {C}, {D}, of
from December 31, 2011. Details of the sanctions are as follows: Ten-year revocations: 1. Aunyapat Aroonjarhuspong (formerly named Nathaphan Jaiudom), an investor contact of KGI Securities (Thailand
, in accordance with the rules and procedures specified in the terms and conditions; (3) Approving related actions concerning the bond series, with details as follows: - Granting an
17/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the Court of First Instance considerationThe case that appears in the details
Report Form (F 53-4) 2. Details pertaining to the Request for Waiver from Mandatory Tender Offer Obligation (Whitewash) 3. Information Memorandum of Finansa Public Company Limited re: Connected Transaction