misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via
, regardless of the client's permission. In this regard, the aforesaid {B}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval
found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line
where they asked for fees or benefits in return. Sometimes, they tried to convince the public that their services were legal and needed no permission from the SEC. Therefore, the SEC urges everyone to be
The Notification of the Ministry of Finance -Unofficial Translation- This English version is prepared by Legal Counsel and Development Department with the sole purpose of facilitating the
securities business in the category of investment management; “State agency” means central administration, regional administration, local administration, financial institutions development fund, Bureau of
develop securities business in the category of investment management; “State agency” means central administration, regional administration, local administration, financial institutions development fund
spread out. The Company received permission from CAAT to temporarily suspended flight operations from March 2020 as details below; Domestic Routes Route Number of flight per week Bangkok - Chiang Rai 21
; “State agency” means central administration, regional administration, local administration, financial institutions development fund, Bureau of Crown Property and other agency as specified by the Office