Notification shall come into force as from 1 September 2009. Notified this 3rd day of August 2009. - Signature - (Mr. Vijit Supinit) Chairman Securities and Exchange Commission Remark: The rationale for issuing
advertisement. Clause 16. This Notification shall come into force as from 16 May 2009. Notified this 20th day of April 2009. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and
Derivatives Broker (No. 3) dated 15 December 2009 ; (4) Notification of the Securities and Exchange Commission No. Kor Thor 13/2559 Re: Maintenance of Financial Condition of Licensed Derivatives Broker (No. 4
Derivatives Broker (No. 3) dated 15 December 2009; (4) Notification of the Securities and Exchange Commission No. Kor Thor 13/2559 Re: Maintenance of Financial Condition of Licensed Derivatives Broker (No. 4
/2552 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 3) dated 15 December 2009, which came into force on 1 March 2010; 1 As amended by the Notification of the Securities and
(No. 3) dated 15 December 2009, which came into force on 1 March 2010; 3 (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within
Notification of the Securities and Exchange Commission No. Kor Thor. 31/2552 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 3) dated 15 December 2009, which came into force on 1 March
of Derivatives Business Operators dated 3 August 2009 stipulate that the appointment or consent to have any person become or act as a director, manager or person with power of management of derivatives