audit and counterbalance the operation and to prevent any transactions which may give rise to a conflict of interest, including keeping documents and evidence relating to the operation to facilitate the
audit and counterbalance the operation and to prevent any transactions which may give rise to a conflict of interest, including keeping documents and evidence relating to the operation to facilitate the
photocopies of the concerned documents shall be attached
shall be specified the concerned provisions of law or rule, and the photocopies of the concerned documents shall be attached
personnel directly responsible for fund management so as to ascertain and examine the acts of such personal; (b) methods and locations for the keeping of documents and evidences to be prepared for or used in
of the personnel directly responsible for fund management so as to ascertain and examine the acts of such personal; (b) methods and locations for the keeping of documents and evidences to be prepared
keeping of documents and evidences to be prepared for or used in conjunction with fund management. Such keeping shall be systematic and make searching easy; (c) retention period shall not be less than five
ansactions B. pected to be World in term ntering into th naging direct wer to take an und the Worl er the scope documents re Subscriptio s (if any), an ssion, the Stoc have the pow ed action. on he a of nd he
ansactions B. pected to be World in term ntering into th naging direct wer to take an und the Worl er the scope documents re Subscriptio s (if any), an ssion, the Stoc have the pow ed action. on he a of nd he
employed several strategies in order to help customers such as assisting customers to prepare the financial documents, house appraisal process, reduce transfer fee as well as house mortgage fee for the house