Clause 14(2) of the SEC Office Notification No. SorKhor.49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 and Clause 20(2) of the Notification of Capital Market
rules were deemed as a violation of Clause 14(2) of the SEC Office Notification No. SorKhor.49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 and Clause 20(2) of
of Morningstar Research (Thailand) Limited said ?Morningstar started its first Global Fund Investor Experience Study in 2009 with the objective to explore in-depth perspective of experiences of mutual
Board No. TorThor/Nor/Khor. 58/2552 Re: Qualifications and Other Prohibited Characteristics of Directors and Executive of Securities Companies dated August 3, 2009.***A violation of Clause 20(3) of the
Notification shall come into force as from 16 May 2009. Notified this 20th day of April 2009. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The
2009. Notified this 20th day of April 2009. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The reason for issuing this Notification is
, Conditions and Procedures for Liquidation of Mutual Funds dated 17 February 1997 shall mean reference to this Notification. Clause 16. This Notification shall come into force as from 1 September 2009. Notified
2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinit) Chairman 6 Securities and Exchange Commission Remark: The rationale for issuing this Notification: As the Securities and Exchange
Derivatives Brokers dated 22 December 2004 shall mean reference to this Notification. Clause 12 This Notification shall come into force as from 1 September 2009. Notified this 3rd day of August 2009