strengthen supervision of listed companies, as proposed by the SET. The SEC also gives emphasis to effective enforcement, ensuring that wrongdoers in all cases, without exception, are subject to legal

11 March 2024).               In the event that any client does not notify his or her intention or claim assets within deadline, Zipmex must arrange for the deposit of the client’s assets in a

to the SEC on 27 January 2024.On 1 February 2024, the SEC Board Meeting No. 2/2567 considered the Zipmex case and concluded that the company remained unable to rectify its financial condition and the

According to a case referral from the Stock Exchange of Thailand (SET), it was revealed that TRC executives had known or possessed inside information, as expressed in the auditor’s opinion, about TRC

House Co., Ltd.Dr. Pornanong Budsaratragoon, Secretary-General, SEC, Thailand said that “the SEC is truly honored to co-host the ‘Ring the Bell for Gender Equality 2024’ initiative that celebrates the

According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 23 August and 2 November 2018, the 12 offenders, namely (1

caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged

businesses that may pose systemic risks, transferring client assets and derivatives positions to new business operators, and closing out derivatives positions;  (2) Exempting business operation restrictions

.” Ms. Jomkwan Kongsakul, CMDF Vice Chairman revealed that, “CMDF’s allocation of resources to support capital market infrastructure development is one of the core missions of the Fund. The funding for