Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
the Investment Management Supervision Department, participated as guest speakers, delivering lectures on the role of fund managers, developments in the fund management industry, and the SEC’s
วันที่ 10 พฤษภาคม พ -Translation- 1 Ref. LPN/Sor.Kor./172/2560 10th August, 2017 Re: Report on Financial Analysis in Q2/2017 Dear: President The Stock Exchange of Thailand L.P.N. Development Public
over $2 billion of sustainable bond issuances in local currency and resulted in over $12 billion in subsequent issuances, contributing to the development of a sustainable debt capital market. ADB will
. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of
สนับสนุนการเสนอขายกองทุนไทยในยุโรปภายใต้กรอบความร่วมมือ Alternative Investment Fund Managers Directive (AIFMD) ซึ่ง ก.ล.ต. ได้เข้าร่วมลงนามในบันทึกความเข้าใจ (MOU) กับองค์กรกำกับดูแลตลาดทุนของประเทศสมาชิก
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, joined a panel discussion on "Communicating Greater
distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors
ประกอบวิชาชีพ ผู้ประกอบธุรกิจตัวกลาง บุคคลที่ได้รับใบอนุญาต/ขึ้นทะเบียน กองทุนรวม ISIN Code ESG Product Platform Climate-related Risk Management for Asset Managers Investor Alert SEC Check First SEC API
female executives. TLCA has realized and supported a gender equality approach, and has an ESG policy to promote sustainable development in all aspects of listed companies.”“Our company has placed the