. 49/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (No. 18); (5) Notification
denied the authorization of the whole arrangement. {D} and {A} subsequently entered into an agreement with the client whereas the client agreed to formalize the past buying transaction by signing the
director, jointly made a fraudulent arrangement for KC to offer the 25 B/E issues at a value ranging from 25 to 150 million baht each, and then misappropriated the proceeds by counterfeiting the company's
16 ธันวาคม 2565 ขอเข้าพบเพื่อชี้แจงรายละเอียดเกี่ยวกับรายงานความคืบหน้าของแผนการปรับโครงสร้าง (Scheme of Arrangement) นั้น ในวันที่ 19 ธันวาคม 2565 ก.ล.ต. ได้แจ้งให้ประธานเจ้าหน้าที่บริหาร Zipmex เข้า
สูง volume ต่ำ) แต่การ จะdelist กองทุน ได้นั้น ตลาดหลักทรัพย์ต่างประเทศกำหนดว่ากองทุนจะต้องมีข้อกำหนดเรื่อง voluntary liquidation / scheme of arrangement ก่อนซึ่งหากไม่มีข้อกำหนดดังกล่าว กองทุนต้องได้
application and approval for an offer for sale of debt securities under this Part shall have the arrangement for payment of debt securities and repayment in respect of the debt securities in Thai baht. Chapter
operational readiness or inspection on readiness by the Office prior to a start-up operation; (3) The arrangement of premises of the branch office or the preparation of personnel to work at the branch office
to ensure operational readiness or inspection on readiness by the Office prior to a start-up operation; (3) The arrangement of premises of the branch office or the preparation of personnel to work at
appropriate; (2) The procedures to be made by the management company to ensure operational readiness or inspection on readiness by the Office prior to a start-up operation; (3) The arrangement of premises of
continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any arrangement to ensure that the relevant service provider is able to