ของผลิตภัณฑ์การลงทุน (Investment product attributes) 3. กระบวนการซื้อขายผลิตภัณฑ์การลงทุน (Buying/selling process of investment products) 4. ข้อมูลพอร์ทการลงทุน (Owning investment holdings) 5. สิทธิ
Following the approval for crypto ETF establishment and trading on the US stock exchanges, a number of Thai investors show investment interest in such product. Securities companies are allowed to
, efficiency and product quality, lowering prices for consumers, and forcing businesses to better serve customers by adapting to market needs and finding their competitive advantages.For more information on
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund
Offering for Sale of Green Bond, Social Bond and Sustainability Bond. Currently, an issuer of such bonds is required to pay the filing fee of 10,000 baht or 30,000 baht depending on the product type. The
, provided initial support on the establishment of Thai DPO association as a forum for DPO to share experiences, lesson learned and shortcut with each other.” This seminar is the product of cooperation
is working on enhancing the ASEAN Collective Investment Schemes (CIS) framework by further harmonising disclosure standards through common product highlight sheets and prospectuses, and reducing
without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the
จะปรับปรุง เช่น ต้องมีจำนวนผู้ติดต่อกับผู้ลงทุนที่เพียงพอ ผู้ขายต้องแสดงตนชัดเจนกับผู้ลงทุน เช่น การติดบัตร ผู้ขายต้องมีความรู้อย่างแท้จริงเกี่ยวกับสินค้าที่ตนเองแนะนำและขายให้แก่ผู้ลงทุน (product due
to ensure that legal action will be seriously taken against wrongdoers. Civil sanction will also be promoted as another enforcement tool. Financial product development: relevant regulations will be