, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping
, for failing to take action for the company?s utmost benefit or for the Board of Directors to have sufficient information before ratifying the above investments in Plus and Plus-W2. The criminal
shareholders are BROOK connected persons, namely (1) Mr. Robert William McMillen, executive committee and authorized director of BROOK and MAC and (2) Rawlyn Investments Limited, one of BROOK?s major
support ?speculative? loans, especially when speculative investments exceed or replace core business operation; ? Collateral risk: collaterals for loan application should be meticulously appraised
derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports
said The SEC?s strategic plan aims at stepping up the development of the Thai capital market in terms of liquidity, market capitalization, corporate governance, and sustainable development to increase
financial advisor is of the opinion that the investments in Power Technology International Co., Ltd. (PTI) and Energy Serve Co., Ltd. (ESERVE), two of the five aforesaid transactions, are unadvisable and thus
Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality
investments against an adverse market climate. In addition, new perspective in enhancing business competitiveness by improving financial and capital market environments was crucial for capacity building of Thai
mobilization and investments across ASEAN countries when the ASEAN Economic Community takes off in 2015. We are exploring opportunities and studying possible challenges for investors, fund raisers and business