. For example, high-risk transactions related to clients’ assets would be subject to AAL2.1** while other transactions would be subject to AAL1**.  The consultation paper is available at www.sec.or.th

with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on

Department and the Corporate Monitoring Department have been merged to be in charge of fully-fledged supervision of listed companies, while the Fin Tech Department is the center of digital asset-related

between Hong Kong and Thailand. More importantly, it will promote the competitiveness of local intermediaries in the international arena while enriching the types of fund products offered to investors.” Ms

while the investors can still access information through various channels such as the website of the Stock Exchange of Thailand.Moreover, the takeover regulations are part of the regulation amendment

companies while maintaining audit quality in line with international standards. The essence of the proposed amendment covers the following matters:    (1)  To reduce the overall audit performance period to be

. Essentially, the primary existing regulations on IPOs which have come into force since late 2016 would remain intact, while certain provisions would be added or revised for more efficient supervision. For

offenders have agreed to the civil sanctions imposed by the Civil Sanction Committee; Surachai has paid a fine of 1,635,871.25 baht while Orthai, Somsak and Phichayada have paid a separate fine of 500,000

warnings at the end of the funds’ names.  While REITs and infrastructure funds with remaining agreement periods of less than 10 years must warn investors that the fund’s net asset value will gradually

appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and