this English trans ) “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; (7) “Specified property fund
text has legal force and that this English trans ) “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; (7
with the independence criteria as specified by the SEC Board; (3) Undertaking of Other Businesses: Requiring any digital asset business operators who wish to undertake other businesses to obtain an
liabilities in calculating net capital. This temporary measure would allow business operators a period to undertake improvements and adjustments to ensure that the subordinated liabilities not counted as
business opportunities or undertake actions to generate returns which will be reflected in the securities price or provide good returns to shareholders. The potential impacts and risks to shareholders
CoinEx and more public interest in its services. The actions of CoinEx and Puttipong were liable to be a collusion to undertake a digital asset exchange business under Section 3 of the Emergency
commercial bank, securities company, asset management company, financial institution or wholly owned subsidiary of the said entities and must be approved by the SEC Board to undertake trust business
further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role
must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules on short