clients with similar investment characteristics, etc. 5Clause7 A private fund management company may seek a loan or create any obligation on behalf of a private fund only in the following manners: 4 Amended
additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a fund manager in case where: (1) the
applicant to give statements or submit additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a
. Clause 14 A securities company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company
company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the
date in order to seek approval of the shareholders of not less than 3-out-of-4 of the total number of the shareholders attending the meeting with voting rights, excluding the votes cast by stakeholders