requested the selling of SCB Open-end Long Term Fund Dividend 70/30 in a portion that met the minimum of 5 year investment. A bank officer who was not an investment consultant processed the selling of
The SEC has been invited to become a member of ASEAN Taxonomy Board (ATB) and has been participating in the meetings as a member from July 2024 onwards. The ATB was established and endorsed at the
amended financial statements was 6 February 2017 before being postponed to 8 March 2017. However, KC has requested another extension of 20 more days to allow time for the auditor to receive the document
report and the amended financial statements was 6 February 2017. KC requested an extension to the deadline of the special audit report to allow more time to complete the examination and review of all
investment account. In this regard, investors are usually requested to give the same information repeatedly when open a new account with different intermediaries. Such redundancy causes inconvenience and a
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC
therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil Court, pressing for civil sanctions with the highest legal penalty consisting of a civil fine and the
investigative expenses incurred by the SEC), refused to comply with the specified civil sanctions, which was deemed unwillingness to settle the case with the SEC at this stage. The SEC, therefore, has requested