data frequency, aiming to provide the SEC with processed data to facilitate more efficient capital market risk assessment in various aspects. The SEC is proposing to amend the reporting rules and
characteristics and risks associated with rapidly evolving digital assets and apply the principle of “same activity, same risk, same regulatory outcome.” This aligns with the TDO's important goal of driving the
when using services of unlicensed digital asset business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list
ecosystem that integrates the DA trading system regulated by the SEC with the e-money system regulated by the Bank of Thailand (BOT). The project includes appropriate risk management measures and follows Know
, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to
เสี่ยงสภาพคล่องที่หลากหลาย สำหรับรองรับสถานการณ์กรณีที่สภาพตลาดผิดปกติ และลดความเสี่ยงของระบบ (Systemic Risk) ในภาพรวม โดยคำนึงถึงการดูแลปกป้องผลประโยชน์ของผู้ลงทุนโดยรวมเป็นสำคัญ สอดคล้องกับหลักความไว้
bond liquidity, investors’ knowledge on debt securities, intermediaries and market professionals’ duty performance, the development of shared infrastructures and market database, and high-risk debt
Capital Market Business (No. 7) dated 30 August 2017. ** Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway