carefully supervise their investment consultants to provide investment advice to their clients based on securities? fundamental factors. The investment consultants are also required to remind investors to
prepare the most recent annual and quarterly financial statements as required under the existing regulations. To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
prepare the most recent annual and quarterly financial statements as required under the existing regulations.? To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
information, MVP’s clarification regarding its financial statements to the SET, and information obtained by the SEC. MVP was initially required to submit the special audit report by 23 January 2026*, and the
B.E. 2561 (2018). ERX is required to provide such clarification together with all relevant information and supporting documents to the SEC within 7 days (due on 19 March 2026). Note
business operations, which could have a material impact on the company’s business. Therefore, ALL was required to disclose information regarding these legal disputes in the form 56-1 One Report for the year
the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of