……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ……………………………………………………………………………… ………...
ผู้สมัคร ควรอนุญำตให้เฉพำะผู้สมคัรที่ม ีrequired set of qualifications เข้ำร่วม โครงกำร นอกจำกนี้ ผู้สมัครควรมีกำรเป็น partner กับบรษิัทหลักทรัพย์ เพื่อให้มั่นใจว่ำนวัตกรรมจะไม่สร้ำงผลกระทบต่อตลำดทุน
worth and ultra-high net worth investors whose qualifications are as specified by the SEC Thailand. Yes No If “No”, please specify __________________________________________________
; (f) arranger of the offer; and (g) other parties who are responsible for disclosure contained in the prospectus (if any). C. Auditors 1. Provide the names, addresses and professional qualifications
Information on the Board of Directors Describe the composition and basic information of the Board of Directors that reflect the qualifications, capabilities, independence and diversity of expertise, sex and age
an auditor approved by the SEC Office; (2) the auditor no longer has any qualifications under Clause 10(1) or (2); (3) the auditor possesses any prohibited characteristics under Clause 15(1), (2)(a) or
Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses . Division 3 Substance of provisions _____________________________ Clause 4 The requirements
margin account shall comply with the requirements stipulated by the Stock Exchange of Thailand and approved by the SEC Office. Chapter 4 Provision on Investment Analysis and Consultation