247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow

groups more efficiently, and procedures for clearer communication between selling agents and investors.  The relevant regulations cover four key areas, namely: (1) the organizational structure, the roles

information and application for bounty or gratuity, consideration on persons filing application for bounty, procedures for bounty and gratuity payment, proportion of bounty and gratuity and criteria for

Bangkok, July  22, 2014 ? The SEC is seeking public comment on proposed rules, conditions, and procedures for information disclosure in financial statements and operational result of foreign

and application for bounty or gratuity, consideration on entitlement to obtain bounty, procedures for bounty and gratuity payment, proportion of bounty and gratuity and criteria for obtaining bounty and

other related rules.  The draft amendment, having previously undergone a focus group consultation, aims to remove impractical procedures and enhance consistency of relevant provisions under the principle

derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015.  The draft amendments have

and filing procedures for DW issuance will be shorten and require fewer documents in order to increase efficiency while impact of price risk will also be mitigated. An automatic approval will be

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL

. SorNor. 4/2569 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors (No. 14), dated 24 March 2026