clients through a member of SET (4) brokerage, dealing or underwriting of debt securities and sukuk. “SET” means the Stock Exchange of Thailand; “unit” means an investment unit of a mutual fund, certificate
with the approval of the Office; (4) Be a member of the association and shall refrain from violating relevant professional code of conduct and standards as specified by the association, in any aspects
house requires its member to secure the performance of derivatives trading, and the calculation of the margin value shall be complied with the rules prescribed by the derivatives clearing house . Clause 4
derivatives broker requires a client to deposit as the margin under sub clause (2) and (4) of the first paragraph shall be the same category as those the derivatives clearing house requires its member to secure
) Board of Directors Chairman 60,000 - 6,250 Director - 20,000 5,000 Audit Committee Chairman 60,000 - 6,250 Member - - 5,000 Sub-Committees * Chairman - - 6,250 Member - - 5,000 Remark: *Sub-Committees
10,000,000 10.00 10,000,000 10.00 Ha Noi Water Company Limited 9,996,110 10.00 9,996,110 10.00 New Technology Application and Tourism Single Member Company Limited 4,998,055 5.00 4,998,055 5.00 รวม 99,961,100
Audit Committee member or director has an opinion that differs from or conflicts with the opinion of the Board of Directors as specified in Article 7. Please be informed accordingly. Yours sincerely, (Mr