Phillip Securities (THAILAND) and the SEC?s further investigation, it was revealed that Pornthip had used blank trading orders authorized in advance with the signatures of five clients to execute unit sale

Republic of Korea, Japan, New Zealand and Australia ? Thailand is making preparations for the launch of passport funds within 2017 as all five capital market regulators have 18 months to issue relevant

(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities

, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows

289 of an imprisonment not exceeding two-five years or a fine from 200,000 to 500,000 baht, and up to 10,000 baht of a further fine for every day while the violation continues.  The SEC therefore filed

and providing mentors. Five areas in the curriculum comprise short-term financial management, personal information management, financial planning, investment product selection as well as financial

Bangkok, January 8, 2014 ? The SEC announced the strategic plan 2014-2016 and key initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen

directors of BKI, proposed a dividend payment plan for BKI shareholders at the ratio of five existing shares to two dividend shares, on top of the normal dividend payment plan for the operating performance of

, particularly in the United States, many countries in European Union, and high technology-based countries in Asia. The SEC views that the growth trend of crowdfunding will be beneficial to Thailand in five

already been suspended by his employer for one month; the suspension imposed by the SEC shall remain five months, effective from February 26, 2015.# # # #* Clause 20(2) of the Notification of Capital Market