SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor services. This is to ensure that such capital market personnel can provide appropriate advice and useful...
an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers
this information service system will act as the information infrastructure for the financial sector and capital market allowing the private sector to use it in business expansion and capital market
เมื่อวันที่ 24 กันยายน 2562 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และตลาดหลักทรัพย์แห่งประเทศไทย (ตลท.) ร่วมเปิดโครงการ One-Stop Service อย่างเป็นทางการ ณ หอประชุมศาสตราจารย์
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
executives play a pivotal role in feeding information to analysts. Additionally, using the service provided by independent investment research company can be an alternative. ASCO also presented plan to enhance
-Service Station? ก.ล.ต. ขอเชิญผู้สนใจเข้าเยี่ยมชม บูธ ก.ล.ต. ในงาน SET in the City กรุงเทพมหานคร 2017 ภายใต้แนวคิด ?รู้คิดวางแผน รู้ศึกษาผลิตภัณฑ์การลงทุน รู้ใช้ตัวช่วยการลงทุน? ในบูธ ?SEC Self-Service