details for implementation by the personnel or person assigned to operate the business; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the event of
the capability of the derivatives broker in undertaking derivatives business continuously, the derivatives broker shall set up an implementation plan or measures in the case where derivatives broker or
assure the capability of the derivatives broker in undertaking derivatives business continuously, the derivatives broker shall set up an implementation plan or measures in the case where derivatives broker
broker shall set up an implementation plan or measures in the case where derivatives broker or service provider terminates contract or the service provider can no longer provide service for derivatives
securities business continuously, the securities company shall set up implementation plan or measures in the case where securities company or service provider terminates contract or the service provider can no
the securities company in undertaking securities business continuously, the securities company shall set up implementation plan or measures in the case where securities company or service provider
prior to the implementation of TFRS 9 and TFRS 16. The financial statements for the year 2019 have not been restated which is permissible under the guidelines for the implementation of the aforementioned
(1) กองทุนรวมต้องมีลักษณะเป็นไปตาม Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC”) (2) บลจ. ได้
venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the strategic plan covering a wide array of