reference. 10 Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph
make the application fee payment to the SEC Office. 3 Amended by the Notification of the Securities and Exchange Commission No. KorThor. 25/2558 Re: Approval for Undertaking of Derivatives Business (No.4
from the date of the initial approval. In any case, the filing of the ICO application and registration statement, fee payment and requirements related to ICO must be as specified in the governing
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
) Signature affixed in the company’s audit report pursuant to Clause 3 of the Notification of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market since ............(YEAR